ENGL 202
Prof. G. Steinberg
Syntax

SYNTAX AND SENTENCE DIAGRAMS

For most students, syntax seems very complicated and difficult, but it’s actually very easy. You need to know a few things, however, and knowing them may require some memorization and practice. On an exam, you will be expected to be able to diagram sentences correctly, but you will not be asked explicitly about any of the terminology or rules that I outline here. You therefore need to know the terminology and rules outlined here only in so far as they enable you to diagram sentences correctly.

Lexical Categories

You need to know the lexical categories of words (what used to be called "parts of speech"). English only has eleven categories altogether:

Noun (N)

Joe, tea, car, scarf, courage, emotion

Verb (V)

enchant, finalize, apply, build, feel, get

Preposition (P)

to, in, with, of, on, because of, without, near

Adjective (Adj)

slow, quiet, beautiful, good, blue

Adverb (Adv)

slowly, quietly, beautifully, well, now

Determiner (Det)

the, this, a, those, my, your, his

Degree word (Deg)

very, more, quite, too (as in "too fun"), so (as in "so fun"), way (as in "way fun")

Qualifier (Qual)

always, perhaps, often, never, almost

Auxiliary (Aux)

will, can, may, must, should, could, might, have (as in "have gone"), am/is/are/was/were (as in "was growing" or "am going")

Conjunction (Conj)

and, or, but, so, when, if, while, for, since, because

Complementizer (C)

that, whether, if

To do diagramming, you have to be able to identify the categories of all the words in a sentence. If you’ve had trouble in the past figuring out parts of speech, don’t worry. There are some easy tricks that can help you do it.

If you’re trying to figure out if a word is a noun, for example, try making it plural or possessive ("cows" or "Melvin’s"). If there is neither a plural nor a possessive, it probably isn’t a noun. If you want to be extra sure, try putting the word with a determiner ("my cow" or "a Melvin").

If you’re trying to figure out if a word is a verb, try making it past tense or try adding "-ing" ("prioritized" or "sinking"). If there is no past tense and no "-ing" form, it probably isn’t a verb. If you want to be extra sure, try putting the word with an auxiliary ("may prioritize" or "could sink").

If you’re trying to figure out if a word is an adjective or adverb, try making it into a comparative or superlative ("more importantly" or "prettiest"). If it doesn’t work, the word probably isn’t an adjective or adverb. If you want to be extra sure, try putting the word with a degree word ("very importantly" or "quite pretty").

Most people don’t have too much trouble identifying the other categories, although many people have to memorize which words are determiners, which are qualifiers, and which are degree words in order to keep those categories straight.

The XP Rule

The XP rule says that all phrases in English consist of a head, sometimes preceded by a specifier, sometimes followed by a complement, sometimes both. In the noun phrase "the boy with glasses," for example, the head is the noun ("boy"), which is preceded by a specifier ("the") and followed by a complement ("with glasses"). Because the head is a noun, the phrase is a noun phrase.

The XP rule is a very simple and useful rule. Whenever you are confronted with a phrase (including a sentence to diagram), you know that the phrase is going to follow the XP rule and have a head, which may or may not be preceded by a specifier and may or may not be followed by a complement. You just have to figure out which part of the phrase is what in the XP rule.

The XP rule is usually written:

XP ®   (Specifier) X (Complement).

This notation just means that an XP breaks down into an optional specifier (parentheses in the rule indicate that something is optional), plus an X (the head), plus an optional complement.

So, any phrase can be broken down into its parts and diagrammed according to the XP rule.

Heads, Specifiers, and Complements

Nouns, verbs, adjectives, adverbs, prepositions, and complementizers are the only lexical categories to function as heads in phrases (and sometimes the other categories – determiners, qualifiers, degree words, auxiliaries, and such – are therefore referred to as non-lexical). So, we’ll talk a lot about whether a phrase is a noun phrase (NP), verb phrase (VP), adjective/adverb phrase (AP), prepositional phrase (PP), or complementizer phrase (CP). For each of those kinds of phrases, there are different possibilities for specifiers and complements to go with the different heads. You’ll have to work at keeping them all straight. Determiners do not go with verbs; degree words do not go with nouns; qualifiers do not go with prepositions; etc. The chart below is a pretty complete list of all possible heads, specifiers, and complements (although I don’t guarantee that the chart is absolutely exhaustive):

Phrase

Possible Specifier

Head

Possible Complement(s)

Noun Phrase (NP)

Determiner (Det)

Noun (N)

PP, CP, or PP PP

Verb Phrase (VP)

Qualifier (Qual)

Verb (V)

NP, VP, AP, PP, NP NP, NP VP, NP PP, PP PP, or NP PP PP

Adjective or Adverb Phrase (AP)

Degree word (Deg)

Adjective or Adverb (Adj/Adv)

PP, CP, or VP

Prepositional Phrase (PP)

Degree word (Deg)

Preposition (P)

NP, VP (archaic), NP VP, or PP

Complementizer Phrase (CP)

 

Complementizer (C)

S (a complete sentence)

Note that complements are always phrases, never single words. Even if a complement consists of a single word, you must treat it as a phrase – as in "with Tommy" which breaks down into

PP à   P NP.

In such a case, treat "Tommy" as an NP that simply consists of a single noun by itself.

Exceptional NPs

There are three kinds of noun phrase (NP) that are unusual. Instead of always following the XP rule, an NP can sometimes take three other forms:

NP ®   Pronoun
NP ®   CP
NP ®   VP

For example,

she    NP ®   Pronoun
that John liked Sarah NP ®   CP
going to the movies NP ®   VP

Don’t forget or get confused by these exceptions to the XP rule.

Exceptional Vs

Not to be outdone by the exceptional NPs, there is one kind of verb that is a little unusual.  In English, our infinitives (verbs when they aren't marked with any tense or mood) consist of two words instead of one.  For example, "to read" and "to learn" are verbs and operate as though they were single words.  So, when you see "to" and a verb ("to be," "to sleep," "to dream"), treat it as a single word -- a V.

Examples of Phrases

Some examples of phrases include:

NP ®   N

Tommy

 

NP ®   Det N

this boy

 

NP ®   Det N PP

the memory of her face

 

NP ®   Det N CP

the claim that talk is cheap

 

NP ®   Det N PP PP

my walk with Diane in the park

BUT NOT "my walk by the house with the awning" (which is just NP ®   Det N PP)

VP ®   V

spoke

 

VP ®   V NP

gave a speech

 

VP ®   V NP

said that she would bring coffee

 
VP ®   V VP loves to go to the movies  

VP ®   V PP

to go to the movies

NOTE:  "to go" is an infinitive and is treated as a single word (V).

VP ®   Qual V AP

never becomes very angry

 

VP ®   Qual V PP

always thinks of herself

 

VP ®   V NP NP

gave the boy a puppy

 

VP ®   V NP NP

told Liz that he would bring snacks

 

VP ®   V NP VP

gets students to work

 

VP ®   V NP PP PP

fixed a soufflé for Diane in the oven

BUT NOT "fixed a soufflé for the sister of a friend" (which is just VP ®   V NP PP)

AP ®   Adj

blue

 

AP ®   Deg Adj PP

very happy about the wedding

 

AP ®   Deg Adj CP

so happy that she came

 

AP ®   Adv PP

slowly for a racehorse

 

AP ®   Adj VP

happy to go

 

PP ®   P

near

AS IN "The end is near." (meaning "The end is near us.")

PP ®   Deg P NP

quite without a reason

 

PP ®   Deg P NP

too near the porch

 

PP ®   P PP

up in the attic

 

PP ®   P NP VP

for Jack to get a date

 

CP ®   C S

that the senator behaved badly

 

CP ®   C S

whether the dog bit the man

 

Diagramming Sentences

Diagramming sentences is just a matter of breaking a sentence down into the phrases that make it up, and then breaking those phrases down into their parts (specifiers, heads, and complements), and breaking all complements down into their parts (specifiers, heads, and complements), and so on and so on.

A sentence (S) itself follows the XP rule, but it’s an odd sort of XP, because its head is an odd sort of head. In a sentence, the head is the inflection (Infl) of the sentence (its tense/mood or auxiliary); the specifier is an NP (what is usually called the subject of the sentence); and the complement is a VP (what is usually called the predicate of the sentence):

S ®   NP Infl VP

The inflection is not necessarily even a word. It is usually the tense and mood of the sentence (present, past, imperative, perfect, conditional, future, subjunctive). Sometimes (but not always), the mood/tense of the sentence will be indicated by the addition of an auxiliary, which then is the inflection of the sentence (as in "The clock will strike twelve" – where "will" indicates future tense and is therefore the inflection of the sentence).

Some examples include:

S ®   NP Infl VP

My neighbor shovels his snow (where the inflection is just the present tense of the sentence – not any particular word)

S ®   NP Infl VP

The boy would like a toy (where the inflection is the auxiliary "would," which indicates conditional mood/tense)

Once you have broken a sentence down into its NP, Infl, and VP, you have to break down the NP and VP into their parts (specifier, head, and complements) and their complements into their parts, etc.

Modifiers

Modifiers are either single words or phrases that can be put into other phrases. Adjectives (and adjective phrases) modify nouns in noun phrases. Adverbs (and adverb phrases) modify verbs in verb phrases. (On rare, rare occasions an adverb or adverb phrase may modify an adjective in an adjective phrase.)

So, in addition to a specifier, head, and complement, NPs and VPs may also have a modifier (either just a single word or an entire phrase), which can go either before or after the head. For example,

the blue hen    NP ®   Det Adj N
slowly fell VP ®   Adv V
fell slowly VP ®   V Adv
ran slowly for a racehorse VP ®   V AP
BUT
ran slowly through the fence VP ®   V Adv PP

Modifiers are different from specifiers for many reasons. Most importantly, you can never have two specifiers ("the a desk" or "her this house"), but you can have a specifier and a modifier ("the blue desk" or "her old house"), as well as multiple modifiers ("slowly, painfully rises" or "the blue, speckled fish").

Common Prepositions

about besides inside since
above between into through
across beyond like throughout
after but near till
against by of to
along concerning off toward
among despite on under
around down onto underneath
at during out until
before except outside up
behind excepting over upon
below for past with
beneath from regarding within
beside in round without

Note: Many of these words are not exclusively prepositions and may function in other capacities (depending on the sense of the sentence). The word "but," for example, is a preposition in the phrase "nothing but a jerk," but it’s a conjunction in this sentence. The word "like" is often a preposition ("a friend like you"), but it can also be a verb ("I like you"). The word "past" can be a preposition ("past the corner"), but it can also be a noun ("her past") or an adjective ("his past mistakes"). Both "for" and "since" function sometimes as prepositions ("since this morning," "for the party") and sometimes as conjunctions ("since he was four," "for she did not understand").  Just keep in mind, prepositions almost always have NPs as complements -- never entire sentences.

Phrasal Prepositions
(phrases of two or more words that should be treated as a single word)

according to apart from as for/to because of due to instead of ahead of

Specifiers
(a handy list, but I make no guarantees that this list is absolutely exhaustive.)

Qualifiers (Qual)

always

always works

perhaps perhaps helps
not not hinder
never never understands
often often thinks
sometimes sometimes operates
ever ever spoke
Determiners (Det) a a house

the

the yard

this this dog
that that cat
these these boys

their

their answer
Betty’s Betty’s job
Melvin’s Melvin’s house
its its hair
those those girls
my my home
his his place
her her room
your your answer

Degree Words (Deg)

too

too heavy

so so flat
very very careful
more more thoughtful
most most difficult
quite quite useful

Exercises

Make a tree diagram for the following phrases and sentences.

  1. the bag
  2. into the ocean
  3. walks through the trees
  4. understands difficult concepts
  5. his little problem with his health
  6. The exam will test material from the book.
  7. John’s friend needs a bit of luck.
  8. The path to success has potholes.
  9. People learn from their mistakes.
  10. I own the best restaurant in town for pasta.

Click here to go to the course syllabus.